From the Department of Anesthesia and
Critical Care, Massachusetts General Hospital (J.A.C., K.W.M.,
S.A.F.), and the Department of Biological Chemistry and Molecular
Pharmacology, Harvard Medical School (K.W.M.) - both in Boston.
Address reprint requests to Dr. Forman at the Department of
Anesthesia and Critical Care, CLN-3, Massachusetts General Hospital,
10 Fruit St., Boston, MA 02114, or at
saforman@partners.org.
Outline
Graphics
The identification of specific binding sites for inhaled anesthetics on certain proteins is a dramatic departure from the classic view that all general anesthetics act nonspecifically. Differential sensitivities to various anesthetic actions may have a genetic basis. Moreover, new research indicates that the effects of general anesthetics depend on multiple features of their molecular structure and that focusing on such features may further improve the clinical utility of general anesthetics. [4,5]
The Changing
Use and Role of General Anesthesia^
Except for the treatment of status epilepticus,
general anesthesia is always an adjunct to another procedure.
Anesthetic practice has evolved in response to new procedures, and in
turn, anesthesia has accelerated the development of these procedures.
The number of ambulatory surgical procedures is increasing rapidly in
the United States; nearly 75 percent of all surgical procedures are
now performed on an outpatient basis. [6]
General anesthesia is also increasingly used for noninvasive and
minimally invasive diagnostic and therapeutic techniques that require
immobilization and deep sedation of the patient, as in pediatric
radiology and endoscopy, interventional radiology, electroconvulsive
therapy, radiation therapy, various cardiologic procedures,
transbronchial biopsy, and urologic procedures. In these settings,
which emphasize cost effectiveness, rapid discharge, and patient
satisfaction, the rapid emergence from anesthesia and minimization of
side effects are especially important.
Even though volatile anesthetics can cause cardiopulmonary depression and death at concentrations near those that produce deep anesthesia, improvements in practice have reduced mortality attributable to anesthesia to an estimated 1 per 250,000 healthy patients. [7] More common undesirable and potentially harmful effects that occur during and after general anesthesia are autonomic instability, hypothermia, cardiac dysrhythmias, nausea, vomiting, and delirium; these effects not only cause discomfort for the patient but also delay discharge and increase costs. [8] In some cases the use of general anesthesia outside the operating room may pose a greater risk to the patient than the concomitant procedure itself (e.g., magnetic resonance imaging in children). For these reasons, inhaled anesthetics that allow rapid emergence of anesthesia and have few adverse effects are highly desirable.
What is
General Anesthesia?^
Oliver Wendell Holmes introduced the word
"anaesthesia" to signify insensibility to surgical pain. However,
there is still no consensus on a more objective definition of general
anesthesia. At different concentrations inhaled anesthetics induce a
variety of reversible, clinically important effects (Table
1 and Figure 2). Low concentrations
can induce amnesia, euphoria, analgesia, hypnosis, excitation, and
hyperreflexia. Higher concentrations cause deep sedation, muscle
relaxation, and diminished motor and autonomic responses to noxious
stimuli, effects that progress to "surgical" anesthesia. Some
volatile anesthetics also protect the myocardium against the effects
of ischemia, an important component of anesthetic action for many
patients. [10]
Scales that assess the potency of inhaled anesthetics are based on alveolar (in practice, usually end-expiratory) anesthetic concentrations that are associated with defined behavioral end points (Table 1). The most widely used scale is the minimal alveolar concentration of anesthetic that suppresses purposeful movement in response to a standard noxious stimulus (MAC or MAC-immobility), although today the acronym MAC is more frequently used to refer to the median alveolar concentration, indicating the median value for a population under controlled conditions. [9] MAC-immobility increases as the intensity of the stimulus increases. Analogous potency scales define the MAC that prevents voluntary responses to spoken commands (MAC-awake) [12,15] and the MAC required to blunt autonomic responses to painful stimuli (MAC-BAR). [16]
Nonspecific
Pharmacology and Lipid Theories of Anesthetic
Action^
For more than a century, two concepts - the unitary
hypothesis and the Meyer-Overton rule - dominated thinking about the
mechanisms underlying anesthetics. By the 1870s, a wide range of
structurally unrelated agents were known to possess anesthetic
activity, leading Claude Bernard to postulate that all of them acted
through a common mechanism. [17]
Approximately 30 years later, Meyer and Overton observed a strong
correlation between the potency of anesthetics and their solubility
in olive oil (Figure 2). [18,19]
These two ideas led to the theory that volatile anesthetics act
nonspecifically on hydrophobic lipid components of cells.
Most researchers have abandoned this theory, despite its elegance, because anesthetics cause only slight perturbations in lipids, which can be reproduced by small changes in temperature that do not alter behavior in animals. [20] There are, moreover, a number of apparent exceptions to the Meyer-Overton correlation. These can be explained by variations in the size, rigidity, and polarity of the anesthetic [21,22] and by the location of anesthetics within lipid bilayers, which differs from that of related compounds without anesthetic activity. [23,24] Interest in the possible role of lipids and lipid-protein interactions in anesthesia continues, [22] but models for the rigorous testing of current hypotheses are lacking. Furthermore, it now appears unlikely that the different structural classes of inhaled anesthetics (Figure 1) act through a single common mechanism.
Behavioral
Pharmacology of Inhaled Anesthetic Actions^
Behavioral studies have revealed a number of critical
exceptions to the Meyer-Overton rule and the unitary hypothesis. For
instance, homologous series of anesthetics such as the n-alcohols and
n-alkanes exhibit a steady increase in potency as successive
methylene (CH(2))) groups are added, up to a cutoff point
at which adding another methylene eliminates anesthetic activity (the
"long-chain alcohol cutoff"). [25,26]
Furthermore, the so-called nonimmobilizers, which are volatile
halogenated alkanes with structural similarities to volatile
anesthetics, are predicted by the Meyer-Overton rule to be potent
anesthetics. However, they lack immobilizing activity and in some
cases induce convulsions. [27] In
contrast to the historical focus on hydrophobicity alone, analyses of
molecular structure and activity indicate that hydrophobicity,
electrostatics, and size all contribute to the immobilizing potency
of inhaled anesthetics. [28-30]
Comparing pharmacology among several anesthetic actions reveals distinct relations between structure and activity. For example, the ratios of MAC-awake to MAC-immobility for nitrous oxide and diethyl ether are significantly higher than those for some halogenated volatile anesthetics. [12,15] And, because volatile nonimmobilizers produce amnesia in animals, [31] it is likely that immobilization and amnesia are mediated by separate mechanisms. [32] Amnesia and hypnosis in humans can also be distinguished clinically, electrophysiologically, and pharmacologically. [33]
Anesthetic
Actions on Different Regions of the Nervous
System^
The Spinal
Cord^
It is remarkable that anesthetic-induced ablation of
movement in response to pain is mediated primarily by the spinal
cord. [34] Experiments in animals
have shown that anesthetic actions in the brain are not required to
inhibit motor responses to pain. In anesthetized rats, cervical
transection of the spinal cord does not alter the MAC of a given
anesthetic for limb stimulation. Similarly, in goats, selective
administration of isoflurane to the body but not the brain (the
medulla and above) also has little effect on the concentration that
inhibits withdrawal from hind-leg pain. By contrast, hypnosis and
amnesia are supraspinal effects. [32]
General anesthetics decrease the transmission of noxious information ascending from the spinal cord to the brain, thereby decreasing supraspinal arousal. [35,36] In goats, selective delivery of general anesthetics to the torso slows cortical electroencephalographic signals. [37] Only when volatile anesthetics are delivered to the brain in concentrations that are nearly three times the control MAC do they produce immobility in goats. [38] Therefore, it is likely that ascending signals from the spinal cord affect the hypnotic actions of anesthetics in the brain, whereas descending signals modify the immobilizing actions of anesthetics in the spinal cord.
The
Brain^
Above the spinal cord, inhaled agents globally
depress blood flow and glucose metabolism and selectively depress
several supraspinal regions. [39]
For example, mildly hypnotic concentrations of isoflurane reduce
task-induced brain activation in several distinct cortical regions,
whereas activity in the visual cortex, motor cortex, and subcortical
regions remains unchanged. [40]
Tomographic assessment of regional uptake of glucose in deeply
anesthetized volunteers also indicates that the thalamus and midbrain
reticular formation are more depressed than other regions. [41]
Evoked potentials traveling from the periphery to the sensory cortex
show increased latency and decreased amplitude in patients under deep
anesthesia with a volatile anesthetic. This signal degradation is
discontinuous, occurring at specific relay sites in the thalamus and
the deep cortex. [35]
Although there is no definitive evidence that specific regions of the brain are targets of inhaled anesthetics, attention has focused on structures with roles in anesthetic-sensitive functions. The reticular-activating system, thalamus, pons, amygdala, and hippocampus are involved in cognition, memory, learning, sleep, and attentiveness. [35,42-45] Interestingly, sleep states and general-anesthesia states share electroencephalographic and behavioral features. In both there is suppression of sensory input, inhibition of motor output, and analgesia. [46] Although sleep and general-anesthesia states are clearly distinct, subcortical neuronal networks involved in the generation of sleep may also mediate some anesthetic effects. [43,47] Recent studies implicate the tuberomammilary nucleus, a GABA-modulated region of the hypothalamus that is linked to sleep states, in the sedative actions of some intravenously administered general anesthetics and perhaps inhaled agents. [48]
Most inhaled anesthetics produce generalized slowing, increased amplitude, and "frontal dominance" of electroencephalographic activity, yet surgical anesthesia has no electroencephalographic signature. As a result, some measurements derived from electroencephalographic data correlate well with hypnotic and immobilizing end points for individual agents, but no one measure can predict the depth of anesthesia induced by all inhaled agents or combinations of these agents. [49] Nevertheless, uncoupling of coherent anteroposterior and interhemispherical electrical activity is consistently associated with anesthetic-induced unconsciousness (in this case, cessation of counting by patients during induction). [50]
Molecular
Actions of Inhaled Anesthetics^
Protein
Sites^
General anesthetics have long been known to interact
with small cavities within most globular proteins, but with
considerable selectivity. [30,51,52]
In a series of seminal experiments, Franks and Lieb established that
a wide variety of anesthetics inhibit the lipid-free enzyme firefly
luciferase in accord with the Meyer-Overton rule. [53,54]
The inhibition of luciferase even exhibits a long-chain alcohol
cutoff, which is related to the size of the anesthetic-binding
pocket. [55] These observations
were important because they demonstrated that protein sites may also
contribute to the effects of general anesthetics. [25,56]
Although anesthetics alter the functions of a variety of cytoplasmic
signaling proteins, including protein kinase C, [57,58]
the proteins considered the most likely molecular targets of
anesthetics are ion channels.
Effects of
Anesthetics on Ion Channels^
Ion channels are proteins that regulate the flow of
ions across the cytoplasmic membrane. A variety of ion channels that
modulate the electrical activity of cells are linked to the
behavioral or physiological actions of anesthetics (Table
2). Some of these channels are sensitive to various inhaled
anesthetics (Table 3). Ion channels that
are sensitive to volatile anesthetics at clinically effective
concentrations include both the superfamily of "cysteine-loop"
neurotransmitter receptors, which includes nicotinic acetylcholine,
serotonin type 3, GABA(A)), and glycine receptors, and the
glutamate receptors that are activated by N-methyl-d-aspartate (NMDA)
or (alpha)-amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid (AMPA).
[81-84] Within synapses, ion
channels can influence the presynaptic release of neurotransmitters
and alter postsynaptic excitability in response to the release of
neurotransmitters. Voltage-gated ion channels for sodium, potassium,
and calcium are also sensitive to some inhaled anesthetics, albeit
usually at concentrations higher than those used clinically.
[82] A working hypothesis is that
inhaled anesthetics enhance inhibitory postsynaptic channel activity
(GABA(A)) and glycine receptors) and inhibit excitatory
synaptic channel activity (nicotinic acetylcholine, serotonin, and
glutamate receptors) (Figure 3).
Anesthetic actions at GABA(A)) receptors have received the
most attention.
The potency with which volatile anesthetics enhance the function of GABA(A)) receptors in vitro parallels MAC-immobility. [87] Many other classes of general anesthetics also enhance GABA(A)) responses, [59,88] but nonimmobilizers do not. [89] Paralleling the enhanced responses of GABA(A)) receptors in vitro, positron-emission tomography in humans demonstrates concentration-dependent anesthetic modulation of GABA(A)) receptors in the brain. [90] These observations support a central role for GABA(A)) receptors in anesthesia and, until recently, seemed to suggest a common mechanism for all inhaled general anesthetics.
Other Ion
Channels^
The modulation of GABA(A)) receptors,
however, is neither necessary nor sufficient to account for every
effect of all general anesthetics (Table
3). The gaseous anesthetics xenon and nitrous oxide only
minimally enhance GABA-mediated currents in vitro, [64,83,91]
and even high concentrations of cyclopropane and butane fail to alter
the function of GABA(A)) receptors. [65]
These inhaled anesthetics clearly do not act directly through
GABA-mediated mechanisms. Instead, clinical concentrations of these
gases inhibit NMDA-sensitive glutamate channels and neuronal
nicotinic acetylcholine receptors, suggesting that excitatory
ligand-gated ion channels mediate an alternative pathway to
anesthesia.
In addition to GABA(A)) receptors, other ion channels probably have roles in anesthetic-induced immobility. In spinal motor neurons, volatile anesthetics augment the activity of inhibitory glycine receptors [69,92] and inhibit postsynaptic AMPA and NMDA receptors. [93] The inhibition of glutamate receptors is apparently direct and is not due to augmented inhibitory GABA currents. [93]
Distinct ion channels may mediate different behavioral and physiological effects of inhaled anesthetics. Neuronal nicotinic acetylcholine receptors are inhibited by inhaled anesthetics at low concentrations that cause amnesia but not immobility, as well as by the volatile nonimmobilizers. [63,94,95] Anesthetic inhibition of these receptors most likely impairs memory and learning [96] but not immobility. In the heart, anesthetic inhibition of potassium and calcium channels is thought to underlie negative chronotropic and inotropic actions as well as the pro-arrhythmogenic effects of anesthetics. [97-99] The relative cardiac stability of patients under xenon anesthesia as compared with that of patients receiving halogenated agents correlates with xenon's weaker inhibition of both L-type calcium currents and voltage-gated potassium currents in cardiac myocytes. [73] The efficacy with which anesthetic agents produce ischemic preconditioning in the myocardium also correlates with their actions on ATP-sensitive potassium channels. [74]
Anesthetic Sites
on Ion-Channel Proteins^
Because ion channels function within lipid membranes,
it is difficult to discern whether their modulation by anesthetics is
caused indirectly by changes in membrane structure or directly by
binding to protein sites. The most thoroughly verified protein site
is on the peripheral nicotinic acetylcholine receptor, a structural
homologue of both neuronal nicotinic acetylcholine and
GABA(A)) receptors (Figure 3).
Reversible binding of a radio-labeled general anesthetic was
demonstrated with highly purified peripheral nicotinic acetylcholine
receptors. [100] The kinetics of
the interruption of the opening of single nicotinic
acetylcholine-receptor channels by anesthetics are consistent with
the existence of a direct channel-blocking mechanism but not with an
indirect (e.g., lipid-mediated) mechanism. [66]
Competition between two anesthetics for an inhibitory site on open
nicotinic acetylcholine-receptor channels was also demonstrated.
[101] Experiments involving
mutagenesis, electrophysiology, and photolabeling have mapped the
inhibitory site to the nicotinic acetylcholine-receptor pore.
[102,103] In the homologous
GABA(A)) receptor, sites that appear critical for the
modulation of volatile anesthetics have also been identified.
[104,105] These are located in
multiple transmembrane domains that may form a single binding pocket
(Figure 3).
Integrated
Models of the Mechanisms of Anesthesia^
Linking the effects of inhaled anesthetics on
specific ion channels to behavioral effects of general anesthesia is
a daunting challenge, because the way neuronal networks influence
behavior remains unknown. Underlying the complexity of these networks
are their elaborate spatial organization, the diversity of their
synaptic neurotransmitters and other signaling pathways, and their
dynamic variations in excitability and frequency response to stimuli.
Consequently, the contributions of a specific class of ion channel to
behavior in the animal as a whole can be extremely difficult to
predict. The actions of inhaled anesthetics have been investigated at
several network levels, from the simple to the complex.
Synaptic
Mechanisms^
The neuronal functions underlying network activity
are axonal conduction and synaptic transmission. Clinical
concentrations of inhaled anesthetics affect the latter much more
than the former. Inhaled anesthetics both depress excitatory synapses
and augment inhibitory synapses. [106]
Studies aimed at quantifying the presynaptic and postsynaptic effects
of anesthetics have demonstrated actions on both the release of
neurotransmitters and the function of neurotransmitter receptors,
with the latter having a dominant role. [106]
In addition, some volatile anesthetics cause hyperpolarization and
diminished excitability of neurons by enhancing the activity of
background potassium channels. [107,108]
In Vivo and In
Vitro Neural Networks^
Elucidating the effects of inhaled anesthetics on
neural networks in vivo has proved technically difficult, in part
because reliable electrophysiological recording in animals often
requires sedating them with other anesthetic agents. [109]
Many in vitro studies have recorded electrical activity in brain or
spinal cord slices, which maintain local synaptic interactions. Small
cortical slices with intact local networks demonstrate synchronized
electrical rhythms that can be slowed either by enhancing
GABA-mediated transmission or by inhibiting glutamate-mediated
transmission with general anesthetics. [110]
The effects of anesthetics on the frequencies of local cortical
networks probably contribute directly to electroencephalographic
slowing. On the other hand, long-range (e.g., thalamocortical)
circuits coordinate rhythmic activity among distant brain regions.
[41] The effects of anesthetics
on the rhythmic frequency of these networks may depend on the rates
of decay of GABA(A)) receptor-mediated inhibitory
potentials, [111] which are
prolonged by inhaled anesthetics (Table
3). The hippocampus and spinal cord also contain circuits that
are most likely involved in the amnesic and immobilizing actions of
general anesthetics. [69,110]
Highly simplified neural circuits have proved more amenable to analysis. The effects of inhaled anesthetics on respiration have been investigated by recording caudal ventral respiratory neurons of the medulla in decerebrate dogs. [112,113] Clinically effective concentrations of inhaled anesthetics alter both glutamate-mediated and GABA-mediated signals to pacing neurons; sevoflurane reduces output motor-neuron activity more than does halothane, [112] paralleling the clinical observation that sevoflurane depresses respiration more deeply than does halothane. [114]
Genetic
Studies of Inhaled Anesthetic Actions^
Genetic manipulation of animals is another technique
for investigating links between potential targets of anesthetics and
the behavioral effects of these agents. Two approaches have been
used: screening for mutations in selectively bred populations and the
creation of mutants at putative target sites. [115]
Genetic
Screening^
Selective breeding and large-scale screening for
mutations in fruit flies (Drosophila melanogaster) and nematodes
(Caenorhabditis elegans) have identified strains with altered
sensitivities to anesthetics, [116-120]
but the applicability of these data to humans is questionable,
because some behavioral end points required anesthetic concentrations
that are much greater than the MAC values in mammals. Selective
breeding and screening of anesthesia-resistant murine populations,
although promising, have so far failed to identify specific target
genes. [121-123]
Studies in
Genetically MOdified Mammals^
Knockout
Studies^
Animals in which specific genes have been knocked out
have been used to evaluate the role of two ligand-gated ion channels
in anesthesia, the AMPA-sensitive glutamate receptor and the
GABA(A)) receptor. The GluR2 subunit of AMPA receptors was
chosen for study, because it is the most common subunit and it
determines anesthetic sensitivity in vitro. [93,124]
In GluR2-knockout mice, the MAC of volatile agents was unaltered,
sensitivity to loss of righting reflexes was moderately increased,
and nociception was increased. [125]
The genes for the (beta)3 and (alpha)6 subunits of
GABA(A)) receptors were targeted, because of their
patterns of expression in the brain and the anesthetic sensitivity
that they confer on in vitro receptors containing different types of
subunits. [126] In
GABA(A)) (beta)3-knockout mice, the MAC of enflurane was
slightly diminished, but there was no change in sensitivity to the
loss of righting reflexes. [127-129]
In GABA(A)) (alpha)6-knockout animals, there was no change
in the MAC of volatile anesthetics or in the sensitivity to the loss
of righting reflexes. [130]
Several themes emerged from studies of such knockout mice. First, anesthetic sensitivity measured on the basis of the loss of righting reflexes and MAC-immobility were affected in different ways by genetic alteration, adding to the evidence that different anesthetic-induced forms of behavior are mediated by distinct mechanisms. Second, the mechanisms that mediate even a single end point, such as immobility, are complex and agent-dependent, as shown by the following: knockout of the GABA(A)) (beta)3 gene decreased the MAC of enflurane but had far less effect on the MAC of halothane and no effect on the enflurane-induced depression of evoked spinal motor potentials. [127,129] The data on GABA(A))-receptor-knockout mice also suggest that specific types of receptor subunits, specifically (beta)3, may have dominant roles in some anesthetic actions. Other mice have been created in which GABA(A))-receptor (alpha)1, (beta)2, and (delta) subunits have been inactivated, but the sensitivity of these animals to inhaled anesthetics has not yet been reported.
"Knock-In"
Studies^
Knocking out the expression of an ion-channel-subunit
gene may induce changes in the composition of the subunits, the
network circuitry, or both. [131]
The introduction of specific mutations into native genes ("knock-in"
animals) avoids these pitfalls and enables an assessment of the
physiologic and pharmacologic roles of specific proteins and even
small regions within proteins. The power of this approach is evident
from recent revelations about the roles of specific
GABA(A))-receptor subunits on the actions of
benzodiazepines, which induce some behavioral effects similar to
those of general anesthetics. [132]
Knock-in models are also being employed to examine the role of
GABA(A)) receptors in mediating general anesthesia. A
mutation in the GABA(A)) receptor (beta)3 subunit that
attenuates in vitro modulation by the intravenous anesthetic
etomidate has been introduced into mice. These animals have
dramatically reduced sensitivity to etomidate with respect to the end
points of nociceptive withdrawal and the loss of righting reflexes,
but their sensitivities to volatile anesthetics are only moderately
decreased (with respect to MAC) or unaffected (with respect to the
loss of righting reflexes). [133]
This result is further evidence of a role for the (beta)3 subunit in
determining MAC and is consistent with in vitro studies showing that
mutations in (alpha) subunits have a greater effect on the
sensitivity of GABA(A)) receptors to volatile anesthetics
than do mutations in (beta) subunits. [104]
Studies using knock-in animals with these (alpha)-subunit mutations
are expected to provide additional insights into the roles of
GABA(A)) receptors in the actions of inhaled
anesthetics.
Summary^
Simplifying assumptions such as the unitary
hypothesis led early research on anesthesia to focus on nonspecific
biophysical mechanisms. Reevaluation of the actions of anesthetics on
a variety of neurobiologic-systems levels has revealed important new
insights into mechanisms that contradict these nonspecific
hypotheses. Thus, although all inhaled general anesthetics produce
amnesia and suppress motor responses to noxious stimuli, their
actions on other behavioral and physiological responses vary. The
suppression of nociceptive motor responses by anesthetics is mediated
primarily by the spinal cord, whereas hypnosis and amnesia are
mediated within the brain. These actions may also be associated with
separate molecular targets. Important actions of inhaled anesthetics
are associated with altered activity of neuronal ion channels,
particularly the fast synaptic neurotransmitter receptors such as
nicotinic acetylcholine, GABA(A)), and glutamate
receptors. There is also growing evidence that anesthetics affect
neuronal ion channels by binding directly to protein sites. Different
ion channels display strikingly unique sensitivities to various
inhaled anesthetics, suggesting that different channels are involved
in distinct behavioral effects of anesthetics and that several
mechanistic pathways may converge to produce similar anesthetic
states. Neuroanatomical differences in the distribution of various
ion channels and their specific subunits are likely to influence
specific behavioral effects of inhaled anesthetics. This emerging
view of the specific neurobiologic actions of inhaled anesthetics
suggests that these widely used drugs should be amenable to
improvements by rational design.
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